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MEKONG COUNSEL

Decision promulgating procedures for securities market participants to disclose information on the portal of the State Securities Commission and submit report to the State Securities Commission

On June 25th, 2012, the State Securities Commission (SSC) issued Decision No. 515/QD-UBCK promulgating procedures for securities market participants to disclose information on the portal of SSC and submit report to SSC. Accordingly, public companies, issuance organizations (except for issuing bonds guaranteed by the Government), securities companies, fund management companies, the Stock Exchange (SE), the Stock Depository Center (SDC) and relevant persons must disclose information on the portal of SSC and submit report to SSC in the following procedures:

 

- Procedures for information disclosure shall comprise: Registering the information disclosure on the portal of SSC; Disclosing information and submitting report through the portal of SSC.

 

- Procedures for report: Public companies, securities companies, fund management companies, issuance organizations, major shareholders, founding shareholders, internal shareholders and relevant persons, SE, SDC shall be responsible for submitting report to the SSC and to the prescribed address of the Functional Departments under SSC. If necessary, heads of the Functional Departments shall be responsible for transferring the report to the Office for disclosing the information on the portal of SSC for the investors’ reference.

 

This Decision shall be effective from the date of signing.

 

Remarks: File(s) attached.